The collegewide doctor of philosophy degree in the College of Communication & Information Sciences is designed to:
- prepare communication scholars for positions of leadership in education, public service, the media, libraries, information-management positions, and other communication-related fields
- add to a student's usable body of knowledge in a chosen area of specialization within the field of communication and information sciences
- develop each student's research, teaching, and professional capabilities
- promote scholarly achievement and advancement of knowledge in the communication and information science disciplines, through basic and applied research
Representing four academic units of Advertising & Public Relations, Communication Studies, Journalism & Creative Media, and Library & Information Studies, C&IS offers a multidisciplinary doctoral program in communication and information sciences that enables students to either build an interdisciplinary plan of study or specialize in one of seven concentrations, in Advertising & Public Relations, Book & Publishing Studies, Health Communication, Interpersonal Communication, Media Processes & Effects, Rhetoric & Political Discourse, or Social Justice & Inclusion Advocacy. The interdisciplinary plan of study allows students to craft a curricular plan unique to their skills and interests while the concentrations provide students an opportunity to earn distinction through a prescribed suite of courses preparing them to contribute to the academe as distinguished scholars and teachers at a variety of institutions across the globe.
Students who take the interdisciplinary approach or select a concentration are encouraged to pursue their own research agendas in tandem with their coursework.
Admissions
Applicants to the doctoral program in communication and information sciences must meet the admission criteria of the Graduate School of The University of Alabama as well as those stated below.
Applicants may be considered for regular admission if they have an undergraduate GPA of 3.0 overall, 3.0 for the last 60 semester hours in a degree program, or 3.0 for a completed graduate degree program. International applicants who are required to submit an English language test score must meet the minimum requirements set by Graduate School. International applicants who meet these criteria may also be invited to participate in a videoconference interview with the college PhD application review committee.
Applicants may be considered for admission on a permission-to-continue basis if they do not meet the GPA criterion for regular admission.
The Doctor of Philosophy program in Communication & Information Sciences accepts applications exclusively for fall semester admission.
In addition to the Graduate School requirements, applicants must:
- Provide a Statement of Purpose. Please consult our program guidelines for the Statement of Purpose, available on the program website.
- Provide a resume/CV.
- Provide a Writing Sample. Please consult our program guidelines for the Writing Sample, available on the program website.
- Three letters of recommendation are required for full consideration. As part of your application, please include email addresses for three academic and/or professional references who will receive an automatic request to provide a letter in your behalf.
Admission without a Master’s Degree
Admission without a master's degree into the C&IS PhD program allows highly qualified students to be admitted into the PhD program after they complete an undergraduate degree. These applicants must:
- Submit a statement of purpose (for the master’s and doctoral program) indicating interest and commitment to graduate work through the doctoral level
- Concurrently apply to a specific College of Communication & Information Sciences master's program
Students admitted without a master's degree are eligible to apply to be awarded the master’s degree when they have completed the requirements for the master’s degree. Students admitted without a master's degree must complete the requirements for master’s degree before being eligible to be awarded the Ph.D. degree.
See the Admission Criteria section of this catalog for more information.
Curricular Requirements
Students must complete 48 coursework hours and 18 hours of dissertation research. Any alternative core theory or research methods courses must be suitable 600-level courses and must be approved by both the student's advisor and the Director of the PhD Program in C&IS.
| C&IS PhD Curriculum | Hours | |
|---|---|---|
| Core Foundation Requirements | 6 | |
| Foundations Doctoral Study CIS | ||
| Pedagogy Research & Practice | ||
| Core Theory Requirement | 6 | |
| Theory Constructn Epistemolgy | ||
| Choose one core theory elective | ||
| Mass Communication Theory | ||
| Cultural and Critical Theory | ||
| Knowledge & Information Theory | ||
Advisor Approved Alternative Elective (up to 3 hours) | ||
| Core Research Methods Requirement | 6 | |
| Quantitative Research Methods | ||
| Qualitative Research Methods | ||
| Humanistic Research Methods | ||
| Stats for Comm & Info Sciences | ||
Advisor Approved Alternative Elective (up to 6 hours) | ||
| Concentration or Focused Area of Study 1 | 12-18 | |
Advertising and Public Relations Concentration | ||
Book and Publishing Studies Concentration | ||
Health Communication Concentration | ||
Interpersonal Communication Concentration | ||
Media Processes and Effects Concentration | ||
Rhetoric and Political Discourse Concentration | ||
Social Justice and Inclusion Advocacy Concentration | ||
Focused Area of Study - Advisor Approved | ||
| Cognate | 6-12 | |
Advisor Approved Courses | ||
| Electives 2 | 0-12 | |
| Dissertation | 18 | |
| Dissertation Research | ||
| Footnotes | |
|---|---|
| 1 | Students must select either a formal concentration or a focused area of study approved by an advisor. |
| 2 | Students must reach a minimum of 48 course hours independent of dissertation research. |
Additional Academic Requirements
In addition to the credit hour and coursework requirements specified above, the following policies apply:
- With approval from the student's advisor/program advisory committee, up to 12 hours of graduate coursework completed prior to enrollment may be applied toward the 48 credit hours required for the degree (exclusive of dissertation research hours). Transfer credits must have been earned within six years of the student's semester of admission. See the Transfer Credit section below for additional information. Requests for additional hours beyond 12 to be applied towards the 48 hours required for the degree (exclusive of dissertation research hours), may be submitted in writing to the Director of the PhD Program and the Associate Dean for Graduate Studies.
- A minimum of 24 hours of coursework must be at the 600 level (exclusive of dissertation research hours). The remainder of hours of approved graduate coursework hours must be at the 500 or 600 level. A maximum of six hours of 400- or 400/500-level credit may be transferred and counted toward the PhD degree in C&IS if they are completed as part of a master's degree program.
- Each student must complete a minimum of nine credit hours in 600-level courses within the College of Communication & Information Sciences. Courses used to satisfy core program requirements and dissertation research hours may not be applied toward this nine-hour requirement.
- Courses may not count toward both concentration requirements and core requirements. Specifically, a course required for a student's concentration may not also serve as an alternate theory or alternate research methods course to fulfill core requirements.
- Students may complete only one doctoral concentration, which will be listed on their awarded degree. However, students may include elective courses from any of the program's seven concentrations in their program of study.
- No more than three credit hours of CIS 697 Directed Research may be taken in a single semester, and no more than six credit hours of CIS 697 Directed Research may count toward PhD degree requirements. Credit beyond either limit requires approval from the student's advisor/program advisory committee and the Director of the PhD Program.
- Completion of the doctoral degree requires 18 credit hours of dissertation research (CIS 699 Dissertation Research). Students seeking to register for CIS 699 Dissertation Research beyond 21 hours must file a degree completion plan approved by the student's advisor to the Director of the PhD Program and the Associate Dean of Graduate Studies for consideration.
Advertising and Public Relations Concentration
Students must select CIS 604 Mass Communication Theory in their program core and complete the following list of courses:
| Advertising & Public Relations | Hours | |
|---|---|---|
| CIS 682 | Seminar Applied Comm | 3 |
| Electives | 6 | |
| Health Communication Campaigns | ||
| Adv Top: Applied Communication | ||
| Media Strategy and Analytics | ||
| Media Relations | ||
| Reputation Comm Strategy | ||
| Brand Communication Strategy | ||
| Special Topics | ||
| Global Comm Management | ||
Advisor-approved course in Advertising & Public Relations | ||
| Total Hours | 9 | |
Book and Publishing Studies Concentration
Students in the concentration must select CIS 605 Cultural and Critical Theory and CIS 609 Humanistic Research Methods in their program core and then select 15 hours of coursework from the following courses, with at least one course from each category (Physical Book, Theoretical Book, and Future Directions), and with at least 9 hours at the 600 level:
| The Physical Book | Hours | |
|---|---|---|
| BA 520 | Letterpress I | 3 |
| BA 530 | Binding I | 3 |
| BA 541 | Techniques of Hand Papermaking | 3 |
| The Theoretical Book | Hours | |
|---|---|---|
| LS 555 | Intro Archival Studies | 3 |
| LS 557 | Archival Appraisal | 3 |
| LS 653 | Descriptive Bibliography | 3 |
| LS 654 | Print Culture and Society | 3 |
| LS 655 | Book Artifact Materiality Text | 3 |
| Future Directions of the Book | Hours | |
|---|---|---|
| CIS 656 | Electronic/Contemporary Pub. | 3 |
| CIS 672 | Media History | 3 |
Health Communication Concentration
Students must complete the following list of courses:
| Health Communication | Hours | |
|---|---|---|
| CIS 650 | ST: C&IS (Health Communication) | 3 |
| Electives | 6 | |
| Interpersonal Health Comm | ||
| Health Information Seeking | ||
| Interpersonal Comm Theory | ||
| Health Communication Campaigns | ||
| Health and Mass Media | ||
| Info Sci & Tech | ||
| Information in Communities | ||
Advisor-approved course in Health Communication | ||
| Total Hours | 9 | |
Interpersonal Communication Concentration
Students in this concentration select CIS 603 Quantitative Research Methods in their program core and complete the following course list:
| Interpersonal Communication | Hours | |
|---|---|---|
| CIS 660 | Interpersonal Comm Theory | 3 |
| COM 513 or | Comm Across Differences | 3 |
| COM 565 | Intercultural Communication | |
| Elective | 3 | |
| Interpersonal Health Comm | ||
| Mediated Interpersonal Comm | ||
| Deception | ||
| Persuasive Communication | ||
| Relational Communication | ||
Advisor-approved course in Interpersonal Communication | ||
| Total Hours | 9 | |
Media Processes and Effects Concentration
Students in this concentration must select CIS 603 Quantitative Research Methods and CIS 604 Mass Communication Theory and complete the following course list:
| Media Processes & Effects | Hours | |
|---|---|---|
| CIS 680 | Sem. Media Processes/Effects | 3 |
| Electives | 6 | |
| Health and Mass Media | ||
| Political Communication | ||
| Sports Media | ||
| Advanced Quantitative Methods | ||
| Advanced Topics - Media P&E | ||
Advisor-approved course in Media Processes and Effects | ||
| Total Hours | 9 | |
Rhetoric and Political Discourse Concentration
Students in this concentration must select CIS 605 Cultural and Critical Theory and CIS 609 Humanistic Research Methods in their program core and complete the following list of courses:
| Rhetoric & Political Communication | Hours | |
|---|---|---|
| CIS 673 | Political Communication | 3 |
| COM 541 | Contemporary Rhetorical Theory | 3 |
| Electives | 3 | |
| Sem: Culture Criti Rhetor Stdy | ||
| Information Policy | ||
| ST: Visual Communication | ||
| Gender & Pol Com | ||
| Sem Rhetorical Criticism | ||
| Seminar in Public Address | ||
Advisor-approved course in Rhetoric or Political Communication | ||
| Total Hours | 9 | |
Social Justice & Inclusion Advocacy Concentration
Students in this concentration must select CIS 605 Cultural and Critical Theory and CIS 609 Humanistic Research Methods in their program core and complete the following list of courses:
| Social Justice & Inclusion Advocacy | Hours | |
|---|---|---|
| CIS 668 | Social Justice & Inclusion | 3 |
| Elective | 3 | |
| Sem: Culture Criti Rhetor Stdy | ||
| Community-Engaged Scholarship | ||
| Comm Across Differences | ||
| Social Aspects of Information | ||
| Div Leadership in Info Orgs | ||
Advisor-approved course in Social Justice and Inclusion Advocacy | ||
| Elective | 3 | |
| Information Policy | ||
| Persuasive Communication | ||
| Intercultural Communication | ||
| Cultural Div Prog Youth & Fam | ||
| Outreach to Diverse Population | ||
| Universal Design for Info Tech | ||
| Race Gender & Sexuality in LIS | ||
| Intercultural Youth Lit | ||
Advisor-approved course in Social Justice and Inclusion Advocacy | ||
| Total Hours | 9 | |
Transfer Credit
The university Graduate School-wide policies related to transfer credit are applicable to the doctoral program in communication and information science, with a notable exception that students in the program are eligible to have no more than 12 hours of graduate coursework completed prior to enrollment in the program count toward the requirement that students complete 48 hours of coursework exclusive of dissertation research hours.
Doctoral Plan of Study Requirement
It is recommended that students in the doctoral program in communication and information sciences file an advisor-approved Plan of Study in their first semester in the program. It is strongly recommended students do this no later than the semester during which they will complete 12 hours of university course credit that they plan to count toward their degree requirements. It is required that students do this no later than the semester during which they will complete 30 hours of university and/or transfer course credit. By the time each doctoral student has completed 30 graduate semester hours of university and/or transfer credit, the student must have a doctoral Plan of Study approved by the Director of the PhD Program and the Office for Graduate Studies. Failure to obtain approval of the Plan of Study by the completion of 30 hours may result in the student’s having a hold placed on future registrations.
Students admitted to the doctoral program may be required to complete additional coursework to be prepared for doctoral-level (600-level) study and research in communication and information sciences, at the discretion of the student's advisor/program advisory committee or the Office for Graduate Studies.
Comprehensive Preliminary Examination
I. PURPOSE
The Doctor of Philosophy (PhD) degree in Communication & Information Sciences is regarded as the researcher's degree. Program requirements include the acquisition of skills for conducting and presenting scholarly research that is methodologically rigorous and theoretically sound.
The degree is granted based on scholarly proficiency, distinctive achievement, and capacity for independent, collaborative, and original investigation. PhD students demonstrate these criteria through coursework, professional preparation, and a comprehensive preliminary examination — with written and oral components — taken before beginning dissertation work. The purpose of the comprehensive preliminary examination in the PhD Program in C&IS is to evaluate a doctoral student’s depth and breadth of knowledge in the field, their capacity to synthesize and critically engage with complex theoretical and methodological frameworks, and to assess their readiness to undertake original research through the work of a dissertation.
To satisfy the purposes of the examination, the examination must be completed 1) at least nine months before the degree is to be awarded, 2) after any foreign language/research skill requirements are met, and 3) after the student has completed all non-dissertation (non-699) related coursework. With advisor permission in writing to the Director of the C&IS PhD Program, students may pursue comprehensive examinations when they are in their last nine credits of their non-dissertation (non-699) related coursework.
II. EXAMINATION COMMITTEE
A preliminary examination committee for the C&IS PhD should be comprised of three (3) total members, with one member serving as the Chair.
The committee must be formally established via a process initiated by the student and requiring the consent of each committee member, followed by review and approval by the Director of the PhD Program. Students initiate this process via their Graduate Student Portal. Students must have all members of their examination committee submitted into Slate no later than three months (twelve weeks) before their intended examination date.
All members of a doctoral preliminary examination committee must hold Graduate Faculty status at The University of Alabama. The Chair of the committee must be a full-time employee at the University of Alabama and hold Full Graduate Faculty status in C&IS; other committee members may be Full, Associate, or Affiliate members of the Graduate Faculty in C&IS. One member of the committee may hold graduate faculty status in a unit outside of C&IS. No committee members should be appointed from outside the University of Alabama.
Any request for an exception to these membership requirements must be submitted in writing to the Director of the PhD Program, including a rationale and supporting documentation (e.g., CV, description of relevant expertise). The Director will forward the request to the PhD Committee for review, which will occur during the next scheduled meeting or via electronic vote. Approval requires a majority decision of the PhD Committee and final approval by the Director of the PhD Program. All decisions will be communicated in writing to the student and committee chair and recorded in the student’s program file.
No changes are permitted to an examination committee after final approval except in extraordinary circumstances (e.g., incapacitation or departure of a committee member from the university). In those rare cases, changes must be reviewed and approved by a majority of the PhD Committee and the Director of the PhD Program.
Any request for a change to an examination committee must be submitted in writing to the Director of the PhD Program, including a rationale. The Director will forward the request to the PhD Committee for review, which will occur during the next scheduled meeting or via electronic vote. Approval requires a majority decision of the PhD Committee and final approval by the Director of the PhD Committee. All decisions will be communicated in writing to the student and committee chair and recorded in the student’s program file.
III. EXAMINATION FORMAT
The examination consists of two components: a written portion and an oral defense. Together, these components comprise the examination; they assess the student’s ability to understand, synthesize, and apply theoretical and methodological approaches fundamental to the study of communication and information. Students must demonstrate a strong command of the relevant literature, contemporary issues, and recent developments within their primary research area or area of specialization.
The written examination is structured around three core areas including 1) a theory core, 2) a research methodology core, and 3) an area of specialization or focused research area. Each area forms the basis for one independent examination question, with a different committee member responsible for developing a question and leading the evaluation of the associated area.
Written Examination Format
Students are expected to draw upon relevant theories, research methodologies, and scholarly literature to address field-specific, integrative questions. The written portion of the examination challenges students to demonstrate mastery of content by mobilizing knowledge in meaningful, applied ways—crafting evidence-based arguments, engaging with multiple perspectives, and articulating how theory meets practice.
It is expressly forbidden for students to 1) receive finalized questions for their written examinations in advance of their examination date and/or 2) prepare finalized or completed answers to written questions in advance of their examinations. The use of artificial intelligence (AI) software or generative tools (e.g., ChatGPT, Grammarly, or similar programs) is strictly prohibited during comprehensive examinations, unless specifically allowed in the question. Comprehensive examinations are designed to assess the student’s ability to synthesize and apply knowledge using their own original reasoning and expression. Evidence of AI use in comprehensive exam responses will be treated as academic misconduct and may result in failure of the examination, referral to the Graduate School for disciplinary action, and/or recommendation to the Graduate School of dismissal from the program.
Written examination questions must be completed and submitted to the Director of the PhD Program two weeks in advance of the student beginning written examinations. All written examinations will be scheduled during a no more than 16-day period each academic semester determined by the Office for Graduate Studies (one period in the fall, one period in the spring, one period in summer).
Oral Examination Format
The oral component of the examination serves as a critical complement to the written examination. The oral examination offers an opportunity to engage dynamically with a committee, demonstrating intellectual agility, depth of understanding, and scholarly readiness in real-time discourse. The oral examination allows the student to demonstrate the analysis of their written examination responses in greater depth, clarify nuanced interpretations, and evaluate the student’s ability to synthesize and communicate complex ideas in a responsive, scholarly dialogue.
All oral preliminary examination defenses will be scheduled during a two-week period each academic semester determined by the Office for Graduate Studies (one period in the fall, one period in the spring, one period in summer).
Virtual Oral Examination Requirements
All members of a student’s examination committee, as well as the student, are expected to attend and participate, in person, in any oral examination as part of a C&IS student’s PhD program. Traditionally, oral examinations are conducted with the student meeting their committee while gathered in one physical location on campus. However, the need occasionally arises for virtual participation in the oral examination.
In cases where virtual participation is utilized in PhD preliminary examination defense, from one virtual member to a fully virtual event, those defenses must adhere to the following requirements:
1. Prior to any oral exam, the student and Committee Chair coordinate with other committee members regarding the protocol for the exam.
2. All participants must join using university-adopted videoconferencing tools that allow for fully interactive audio and video communications along with screen-sharing capabilities, which must be maintained throughout the examination and any related discussion.
3. The use of audio-only communications is not permitted.
4. Participation merely by viewing a recording of the oral component of the examination is specifically prohibited.
5. All members of the committee, on- or off-site, must participate in the final evaluation of the examination or defense; provisions must be made to record their votes, offer feedback, and register their feedback in the written evaluation process.
6. The Committee Chair, or another non-student designee, shall be the host of the virtual meeting. A co-host may be assigned so that the event will not be interrupted by technical difficulties. The host should mute all participants (or ask participants to mute themselves) and ask the student to share their screen, if a presentation is involved, to make the presentation visible to all attendees. The host must also ensure that appropriate security precautions are taken to prevent the interruption of the event.
7. Once the committee has completed the examination of the student, the host shall place the student into the waiting room (or have the committee members use a breakout room) so the committee can conduct their deliberations in private.
The Committee Chair must have a secondary videoconferencing system available as a backup in the case of technical difficulties. Cancellation of the examination based on technical difficulties should only occur in the case where both the primary and secondary backup systems fail. If an examination must be rescheduled, it will be done without prejudice to the student. Since committee deliberations are an essential aspect of the examination, completing the examination and final discussion via email or other non-audiovisual means is prohibited. If the student or any committee member(s) have a disability that will be impacted by virtual participation, accommodations for participation must be provided.
IV. EXAMINATION PROCESS
The goal of the full examination process is to provide students with an appropriate setting to demonstrate their expertise, complemented by timely faculty evaluation and unambiguous communication of examination results.
To allow students to demonstrate the deep intellectual engagement, critical synthesis, and original analysis expected of communication and information researchers, written preliminary exams will be administered in a “take-home” format. These exams are open book— students may work from any location and may refer to any available reference materials. Each written examination question is assigned 5 days (no more, no less) for completion. The total time for completion of all examination questions will not exceed 16 calendar days from the beginning date of the first question (with some allowance for university holidays and university office closures).
The oral examination is structured as a formal academic dialogue between the student and the committee. In preparation for the oral examination, students are provided access to their questions and written examination responses by the chair of the committee. They may not make additional notes on the responses they take into their oral examination. Students may refer to their responses during the oral examination. The chair of the committee must ensure students have access to their answers for the oral examination. All members of the examination committee, as well as the student, must attend and participate in the oral examination in real-time.
Examination Evaluation
Committee deliberation is required and includes evaluation of both the written and oral components of the comprehensive preliminary examination together. Immediately following the oral examination, the student will exit the defense location to allow the committee to discuss, deliberate, and vote.
All committee members are responsible for reading all written examination questions/answers in preparation for the oral component of the examination.
During the oral component of the examination, the committee member who authored each question will guide the committee’s assessment conversations determining the committee’s feedback and vote of “Pass” or “Fail” for that question (e.g., the author of the theory question will guide the assessment conversation for the theory question).
Each committee member will cast a vote on each of the three examination questions, taking both the written and oral components of the examination into full account, selecting either Pass or Fail. Revisions or rewrites of either the written or oral components are not permitted.
• A Pass indicates that the student’s performance meets the PhD program’s standards of rigor and demonstrates readiness to begin dissertation research.
• A Fail indicates that the student has not met the program’s expectations and is not yet prepared for dissertation work.
Examination Outcomes
At the conclusion of oral defense, deliberation, and assessment, the committee will inform the student of the outcome for each question. At the conclusion of the examination process before leaving the oral defense location, the committee will provide written feedback on each question via a form provided by the Director of the PhD Program. At a time after the defense, the Director of the PhD Program will provide this feedback to the student.
If any one question receives a Fail from the majority of the committee (two of three members), the student may attempt the comprehensive examination a second time. If a student chooses not to attempt the examination a second time, they will receive an unqualified recommendation of dismissal from the doctoral degree program in C&IS to the Graduate School.
A student may take the preliminary examination only twice. Any question(s) failed may be retested after one month from the initial Fail decision but before three months have elapsed. Questions passed on the first attempt need not be retaken. Failing any question twice results in an unqualified recommendation of dismissal from the doctoral degree program in C&IS to the Graduate School. In cases of a second examination, both rewriting of failed questions as well as a second oral examination are required.
Admission to Candidacy Requirements
A student is certified by the dean of the UA Graduate School for admission to candidacy for the PhD in Communication & Information Sciences after the student has completed of all required coursework, exclusive of dissertation hours, as listed on the student's approved program of study.
Continuous Enrollment Policy
Students should be aware of university policy related to continuous enrollment in Dissertation Research, as specified in the university Graduate Catalog. Students in the C&IS doctoral program are required to complete 18 hours in dissertation research through enrollment in CIS 699 Dissertation Research.
Students are able to initiate enrollment in CIS 699 no earlier than the semester following admission to candidacy. In other words, students must be admitted to candidacy before they are permitted to initiate enrollment in CIS 699. Students cannot initiate enrollment in CIS 699 in the same semester in they will have completed all coursework listed on the approved program of study; students must be admitted to candidacy prior to initiating enrollment in CIS 699.
Students register for CIS 699 with their dissertation advisor as the instructor. If a student does not yet have an approved dissertation committee, the student may enroll in CIS 699 with an intended dissertation advisor if the intended advisor approves of this arrangement, so long as the intended advisor is a member of the C&IS faculty who is eligible to chair or co-chair dissertation committees under university and program guidelines for the dissertation committee. If the student has not yet identified an intended dissertation advisor, the student may initiate CIS 699 enrollment with the chair of the student’s approved program advisory committee serving as instructor in CIS 699 if the program committee chair approves of this arrangement.
Students who plan to initiate enrollment in CIS 699 but who do not yet have an approved dissertation committee should contact the associate dean for graduate studies to report that an intended dissertation advisor or their approved program committee chair has agreed to serve as instructor of CIS 699 in the initial semester of registration. The associate dean for graduate studies will verify the intended dissertation advisor or approved program committee chair has agreed to serve as the instructor of CIS 699 in the initial semester of registration. Having verified this, the associate dean for graduate studies will issue a permit for the student to register for CIS 699 with this instructor.
Students unable to secure an instructor for CIS 699 should contact the Director of the PhD Program to develop a plan to secure an instructor.
Students who initiate enrollment in CIS 699 with an instructor who is the student’s intended but not yet approved dissertation advisor or the student’s program committee chair must in the next semester register for CIS 699 with the approved dissertation advisor as the instructor. In other words, students who initiate 699 enrollment with an instructor who is not the approved dissertation advisor must have a dissertation committee approved before they will be permitted to register for second semester in CIS 699. Only students with approved dissertation committees will be permitted to register for a second semester in CIS 699.
Students who may be uncertain that a dissertation committee can be approved before a second semester in CIS 699 begins should not initiate 699 enrollment. Such students should consider registering for coursework other than CIS 699, coursework that can help prepare the student for pursuing dissertation research continuously, under the direction of an approved dissertation advisor, when CIS 699 enrollment is initiated.
Dissertation Requirements
A dissertation showing the ability to conduct independent research and skill in organization, writing, and presentation must be prepared on a topic in the major fields within Communication and Information Sciences. It must constitute an original contribution to knowledge. The dissertation must be based upon original research completed while the student is enrolled at The University of Alabama.
The subject of the dissertation must be approved by the student's dissertation committee and by the Dean of the Graduate School. The final dissertation may take the form of a traditional, chapter-based document or a series of at least three full-length publication-ready manuscripts which are part of a larger, cohesive body of work. The format (monograph vs. article-style) must be approved by the student’s dissertation committee in consultation with the Director of PhD Program, by the conclusion of a proposal defense.
DISSERTATION COMMITTEES
The dissertation committee should be formed and approved early in the dissertation research process, before significant progress is made on the dissertation. The committee must be formally established via a process initiated by the student and requiring the consent of each committee member, followed by review by the Director of the PhD Program and a Graduate School review for compliance with College & University regulations. Students initiate this process via their Graduate Student Portal.
PhD committees must consist of five members. Requests for additional members must be reviewed and approved by the Director of the PhD Program. At least one of the committee members must be from outside the College of Communication & Information Sciences. These external members may be from another academic unit at the University of Alabama, from other universities, or from industry or the professional field. In all cases, these members external to the program must be appointed to the University of Alabama’s Graduate Faculty by the Dean of the Graduate School and must have significant professional qualifications that directly contribute to the depth and rigor of the dissertation. Requests for graduate faculty status for outside faculty members to dissertation committees should be sent to the Associate Dean for Faculty in C&IS.
All members of the dissertation committee must hold Graduate Faculty status at The University of Alabama. The chair of the committee must be currently employed full time with the University of Alabama and hold Full Graduate Faculty status in the College of Communication & Information Sciences; other members may be Full, Associate, or Affiliate members of the Graduate Faculty. A majority of the Dissertation Committee members must be full-time regular University of Alabama faculty in C&IS.
No changes are permitted to a dissertation committee, at any point after the prospectus defense, except in extraordinary circumstances (e.g., incapacitation or departure of a committee member from the university). In those rare cases, changes must be reviewed and approved by both the PhD Committee and the Director of the PhD Program. They also must be approved by the Graduate School.
Any request for a change to an examination committee after a prospectus defense (except in extraordinary circumstances noted above) must be submitted in writing to the Director of the PhD Program, including a rationale. The Director will forward the request to the PhD Committee for review, which will occur during the next scheduled meeting or via electronic vote. Approval requires a majority decision of the PhD Committee and final approval by the Director of the PhD Program. The case will then be forwarded to the Graduate School for review and approval. All of these decisions will be communicated in writing to the student and committee chair and recorded in the student’s program file.
DISSERTATION PROPOSALS
For all dissertations, a dissertation proposal is required. The proposal aims to show the appropriateness, manageability, and significance of the projected research. The student formally presents the written proposal to the dissertation committee and orally defends it in a required meeting with the committee. The proposal includes a written document that provides an overview and states the significance of the proposed research, review of the literature, and proposed methodology. Once the student has developed a proposal with the guidance of their committee chair, and the Director of PhD Program and the Dean of the Graduate School of the University of Alabama have approved the dissertation committee, the student schedules the dissertation proposal. That meeting will include all dissertation committee members. The student must submit the proposal to the committee at least 14 days prior to the proposal defense. The student cannot propose a dissertation and have its final defense in the same semester. Upon their conclusion, dissertation proposal defenses will be recorded, by date, by the Director of the PhD Program/the Office of Graduate Studies and included in a student’s record.
DISSERTATION FORMATS
For article-style dissertations, the document must contain at least three articles, in addition to introductory and concluding chapters. A single abstract must accompany all dissertations completed in C&IS (traditional and article-style dissertations). For article-style dissertations, there must be an introduction presenting the unifying framework that supports the research and the document must include a concluding section that summarizes the importance of the work, integrates the major findings, and discusses the implications for the overall body of work.
All articles included in an article style dissertation in C&IS must follow the guidelines below:
1) All included articles must be original works (never before published) or they must be pre-press versions of published articles. This means if they have been previously published, the versions included in the dissertation must be the versions of the work produced before publication and peer review.
2) For the purposes of avoiding real or perceived conflict of interest matters, in cases where faculty have been co-authors on any of the articles included in the article style dissertation, 1) the dissertating student must have been first/lead author on the work (here first/lead author means that the dissertating student should be the primary contributor to the work of the article, using the Contributor Roles Taxonomy (CRediT) system, https://credit.niso.org) and 2) the faculty co-author may not serve as the dissertation committee chair for the purposes of the dissertation examination, either in the proposal defense or the final defense of the work. In addition, in cases where a faculty member on the committee has been identified as a co-author in either pre-press or published version of the work, that faculty member should inform all members of the dissertation committee and the Director of the PhD Program. The Director will in turn inform the PhD Committee of the case.
As a rule, students who are considering the submission of dissertation chapters/articles for publication prior to their dissertation defense – especially when these pieces of research involve faculty co-authorships and copyright – should consult with their advisor, co-authors, and current and potential publication outlets, before submitting any dissertation-related manuscript for publication.
DISSERTATION DEFENSES
The final dissertation defense constitutes the Final Examination of the PhD program. Since this is the culminating experience of the degree program, all members of the dissertation committee will attend and participate in real-time. Once the dissertation is deemed ready for the final oral defense by the dissertation chair in consultation with the dissertation committee members, the student and committee members will set a defense date with the Director of the PhD Program. All doctoral candidates must provide the completed dissertation to the dissertation committee a minimum of 14 days before the defense date. The dissertation must comply with the formatting regulations set forth on the Graduate School website.
Candidates seeking a summer dissertation or dissertation prospectus defense date must obtain the approval of all their committee members and the Director of the PhD Program. No defenses will occur on university holidays.
The final dissertation defense is comprised of four parts.
1. Public Advance Notice. A minimum of two weeks prior to the scheduled defense date, the candidate must submit the Public Notice of a Dissertation Defense form. This form includes the name of the candidate, their C&IS affiliation, the title of the dissertation, an abstract of 200 words or less, and the date, time, and location of the dissertation defense. The candidate should consult with the Dissertation Chair prior to initiating this form. The form will be initiated by the candidate and signed by the Dissertation Chair, the Director of the PhD Program, and the Graduate School. Upon receipt of the completed form, the Director of the PhD Program/the Office of Graduate Studies will ensure the scheduled defense is disseminated within the program.
2. Oral Presentation. A public oral presentation of the dissertation is required for all doctoral candidates. This presentation must include a designated question-and-answer session open to the public; however, this Q&A session is distinct from the formal oral defense examination, which is reserved for the dissertation committee. The format, content, and duration of the public presentation are determined by the Dissertation Committee Chair, in consultation with the Committee, and should be appropriate to the scope and nature of the dissertation project.
3. Oral Defense. This examination phase of the dissertation defense, conducted by the dissertation committee members only and involving the dissertating PhD candidate, is required and should be private.
4. Committee Deliberation. Committee deliberation following the oral defense is mandatory and shall be conducted in a private session limited exclusively to official committee members. Immediately upon completion of the oral defense, all non-committee attendees must exit the defense location. The committee will then engage in a confidential discussion to evaluate the dissertation examination, encompassing both the written manuscript and the oral defense presentation.
Following deliberation, each committee member shall cast a formal vote selecting one of the following three outcomes:
1. Pass – The dissertation meets or exceeds the standards of rigor established by the C&IS PhD program, and the candidate has successfully defended the work. The dissertation is approved pending any minor editorial corrections (e.g., formatting or typographical edits).
2. Pass, Contingent on Revisions – The dissertation is determined to be close to meeting program standards, and the defense is deemed successful; however, minor revisions are required before the dissertation can be approved. The final revised manuscript must be reviewed and formally approved by the Chair or at least one committee member designated by the Chair before the degree can be conferred. All revisions to a dissertation must be completed and turned over to the committee chair within 60 calendar days in any case where a candidate receives a “Pass, Contingent on Revisions” outcome. If revisions are not completed within this timeframe, the defense outcome will convert to a “Fail.”
3. Fail – The dissertation and/or the defense do not meet the program’s standards of rigor. Major revisions are required, and a second defense must be scheduled upon recommendation of the committee.
The committee’s decision shall be documented in writing and communicated to the candidate by the Dissertation Chair immediately following deliberation. In the case of a contingent pass or failure, the committee will provide clear, written guidance specifying required revisions and expectations for re-examination, where applicable.
The dissertation examination is successful if a majority of the committee votes either “Pass” or “Pass, contingent on revisions.” If 50% or more of the committee (three members if a five person committee) votes “Fail,” then the candidate is deemed to have failed the dissertation examination. In such a case, if this is the first dissertation examination, the student may work with their Chair to revise the manuscript and schedule a second defense.
A student may attempt the dissertation examination twice. Failing the examination two times results in a recommendation for dismissal from the PhD program to the Graduate School by the Director of the PhD Program. If the student chooses not to sit for a second examination, this results in a recommendation for dismissal from the PhD program to the Graduate School by the Director of the C&IS PhD Program.
The final results of the dissertation examination must be reported to the Director of the PhD Program as well as recorded by the committee chair in the proper channels required by the Graduate School.
5. Final Manuscript Submission and Approval. The candidate must incorporate revisions that were agreed upon by the dissertation committee at the time of the defense. Dissertations will not be reviewed by the Graduate School for final formatting approval unless a completed Final Manuscript Approval form has been received from the committee chair.
The dissertation, in its final form, must be received in the Graduate School within 90 calendar days after the dissertation defense. If this deadline is not met, the student fails the Final Examination based on not having submitted an acceptable final manuscript by the deadline.
Students and faculty must consult the Graduate School website for additional details of due dates and of the formatting and final submission process.
VIRTUAL DISSERTATION DEFENSES
All members of a student’s dissertation committee are expected to attend and participate, usually in person, in any oral examination as part of a student’s PhD program. Traditionally, oral examinations are conducted with the student meeting their committee while gathered in one physical location on campus. However, the need occasionally arises for virtual participation in the oral examination.
In cases where virtual participation is utilized in PhD dissertation defenses (proposals or final defenses), from one virtual member to a fully virtual event, those defenses must adhere to the following requirements:
1. Prior to any oral exam, the student and Committee Chair coordinate with other committee members regarding the protocol for the exam.
2. All participants must join using university-adopted videoconferencing tools that allow for fully interactive audio and video communications along with screen-sharing capabilities, which must be maintained throughout the examination and any related discussion.
3. The use of audio-only communications is not permitted.
4. Participation merely by viewing a recording of the oral examination is specifically prohibited.
5. All members of the committee, on- or off-site, must participate in the final evaluation of the examination or defense; provisions must be made to record their votes and collect their signatures as necessary using the digital signature system approved by the Graduate School.
6. The Committee Chair, or another non-student designee, shall be the host of the virtual meeting. A co-host may be assigned so that the event will not be interrupted by technical difficulties. The host should mute all participants (or ask participants to mute themselves) and ask the student to share their screen, if a presentation is involved, in order to make the presentation visible to all attendees. The host must also ensure that appropriate security precautions are taken to prevent the interruption of the event.
7. Following the public portion of the defense, the host shall ask all non-committee members to leave the meeting, or the host may manually remove them.
8. Once the committee has completed the examination of the student, the host shall place the student into the waiting room (or have the committee members use a breakout room) so the committee can conduct their deliberations in private.
The committee chair must have a secondary videoconferencing system available as a backup in the case of technical difficulties. Cancellation of the examination based on technical difficulties should only occur in the case where both the primary and secondary backup systems fail. If an examination must be rescheduled, it will be done without prejudice to the student. Since committee deliberations are an essential aspect of the examination, completing the examination and final discussion via email or other non-audiovisual means is prohibited. If the student or any committee member(s) have a disability that will be impacted by virtual participation, accommodations for participation must be provided.
DISSERTATION FORMATTING GUIDELINES (To include "Electronic Submission of Theses and Dissertations" at the Graduate School)
All parts of the dissertation must conform to the formatting provisions set forth by the Graduate School, except when the circumstances of a specific project or discipline’s style manual require deviation. In the latter cases, a student and their dissertation committee must make the Graduate School aware of these deviations. Students should email the Graduate School before beginning their work if they have questions concerning specific problems or deviations from traditional procedures. See “Final Dissertation Submission and Approval” in the Graduate School catalogue for additional details.
Time Limits for Degree Completion
The doctoral program in communication and information sciences follows university Graduate School-wide policy regarding the time limits for degree completion.
Academic Misconduct Information
The doctoral program in communication and information sciences follows university Graduate School-wide policy regarding academic misconduct.
Withdrawals and Leave of Absence Information
The doctoral program in communication and information sciences follows university Graduate School-wide policy regarding withdrawals and leaves of absence.
Academic Grievances Information
The doctoral program in communication and information sciences follows university Graduate School-wide policy regarding academic grievances.
Grades and Academic Standing
A student must maintain cumulative grade point average of at least 3.0 on a 4.0 scale for graduate courses undertaken following admission to the doctoral program. A doctoral student whose grade point average falls below 3.0 at any time after 12 semester hours have been completed will be placed on academic warning by the Graduate School and the College of Communication & Information Sciences. A student on academic warning will not be permitted to apply for admission to candidacy and may not hold an assistantship. Students who are suspended from the program for failure to raise their GPA to 3.0 under academic warning status may petition the college for readmission. The college may in turn make a request to the dean of the university Graduate School for approval of the student's readmission.
University Graduate School-wide policies related to grades and academic standing.
Graduate School Deadlines Information
Information on Graduate School Deadlines.
Application for Graduation Information
Information on the Application for Graduation.
Acquisition of Financial Support:
All admitted and currently enrolled graduate students in good standing in the College of Communication & Information Sciences, both main campus and online, are eligible to apply for a graduate teaching assistantship (GTA), graduate research assistantship (GRA), and/or graduate administrative assistantship (GAA) position funded by the college by submitting the C&IS Graduate Assistantship Interest Application.
Positions range from 10 hour a week (.25 FTE) positions with half tuition and benefits to 20 hour a week (.5 FTE) positions with full tuition and benefits, although online students are not eligible for university sponsored health insurance. Positions and funding offers vary from one semester in duration to multiple years. Funding levels and lengths are communicated via an offer letter or memorandum of appointment, which will indicate an end date of financial support.
Funding decisions for incoming students are generally made between January and May, and decisions for currently enrolled students without funding are generally made between May and July. Currently enrolled students in good standing whose funding is expiring may petition the Associate Dean of Graduate Studies in writing for continued support, and those decisions are also generally made between May and July.
In addition to college assistantships, excellent students may be nominated by the college for University of Alabama fellowships. Fellowship recipients are guaranteed paid tuition and fees, a stipend, and benefits without work expectations for a defined period set by the Graduate School.
Beyond college-funded assistantships, additional funding opportunities may arise from individual faculty or departments in support of grant work, research projects, teaching specific courses, assisting with administrative projects, etc.
All students funded on assistantships must meet the Performance Expectations for Continuing Financial Support (see below) and funding may be removed prior to the end date of financial support in accordance with the Conditions for Termination of Financial Support (see below).
Performance Expectations for Continuing Financial Support:
- The student must be in good academic standing in a degree program in the College of Communication & Information Sciences and be making satisfactory academic progress to the completion of the degree.
- The student must complete all mandatory trainings and abide by all rules and policies held by The University of Alabama, College of Communication & Information Sciences, and the department of their work assignment.
- The student must adequately perform all duties assigned to them in a timely manner as defined by the supervisors of their work assignments, including logging work hours if assigned for the position and submitting a semesterly evaluation of their work assignment.
- The student must remain clear of all infractions outlined under Conditions for Termination of Financial Support.
Conditions for Termination of Financial Support:
Students who meet one or more of the following criteria may be subject to termination of financial support pending C&IS Office for Graduate Studies administrative review. Depending upon the severity of the infraction or the extent of non-compliance, the Academic Unit Head and Associate Dean of Graduate Studies may recommend immediate termination of financial support, termination of financial support at the end of the current semester or termination of financial support at the end of the following semester. Students will be notified in writing of any decision to terminate financial support prior to the original end date of funding.
- Dereliction of Duty. Dereliction of duty includes, but is not limited to, failure to comply with UA safety and interpersonal conduct policies; absence from scheduled obligations without prior notification to the supervisor; failure to satisfactorily complete all activities associated with the funded position as defined by the supervisor; failure to submit required performance evaluations, etc.
- Academic Misconduct. Penalties for resolved academic misconduct cases, including potential loss of financial support, will be determined with guidance from the UA Graduate School and the Office for Graduate Studies.
- Insufficient Academic Progress. Insufficient academic progress, as determined by the student's advisor and the Office for Graduate Studies, includes, but is not limited to, students taking courses that do not align with the program requirements; students admitted to candidacy who do not make adequate research progress on their dissertation, failure to pass comprehensive exam, failure to pass proposal defense, etc.
- Academic Warning & Academic Suspension. Students on academic warning from the UA Graduate School are not eligible to hold assistantships. In addition to the loss of the assistantship for the semester of Academic Warning, a review of the student will determine if future committed funding will be revoked regardless of successfully earning good standing within the completion of the next 12 credit hours. In all cases, if a student is suspended, all future funding commitments are revoked.